Performance Appraisal Forms: from Paper to Screen (Part 2)

Friday, October 30, 2009 by Peter Dutton
Following on from Part 1, this is a look into the process of moving a customer's existing paper-based performance appraisal form into an electronic format, and the benefits that are associated with doing so.

Comments?

Employee comments and feedback is what a performance appraisal is all about. A well laid-out form with clear instructions is vital to capturing people's thoughts efficiently.
A paper-based form is often a compromise between getting enough information onto the page, and leaving enough space for the responses.
Thankfully, online we can forget about these limitations; the focus is primarily on presenting the questions so that they are given enough thought by the appraisee. A popular method of achieving this is to split the form into 'chunks' that display separately, meaning that the appraisee can focus fully on one area of the form before moving on to the next.
Additionally, we can display tips and help panels to jog the memory and inspire useful feedback, which again can change or appear/disappear depending on what section is being displayed.
Finally, and crucially, if a section of the form really must be filled in, we can specify required fields and prevent the appraisal from going any further until they're completed.

More coming soon.

Peter



We're hosting an online discussion group

Tuesday, September 15, 2009 by Brendan Walsh
I'm now hosting a discussiong group on www.hrzone.co.uk .  The discussion group is concentrated on Performance Appraisals and 360 degree feedback.  Together with other avenues, we are using the discussion group as a method to of listening to the issues that people are facing and to continue to generate best practice.

Feel free to join the group (you have to join hrzone first - its free, useful and worthwhile) at www.hrzone.co.uk/group/performance-appraisals-and-360-degree-feedback


Brendan

Use of performance related bonuses

Monday, June 1, 2009 by Brendan Walsh
Clearly an outcome of our performance appraisal software is often a rating that our clients use for pay or bonus calculations.  This use of our services together with a strong personal interest in the effects of bonuses on people's motivations keeps me looking out for evidence on whether performance bonuses work and how they are perceived.

In the Observer (UK Sunday paper) yesterday there was a small article highlighting that particular government departments had paid average bonuses of £19,000 per annum to middle management.  Now the article was not linked to performance appraisals nor would you expect it to be but the thrust of the article was that in the current climate - both economical and politcal - these bonus payments were high.

The question for me is are they truly bonus payments - are they somehow linked to performance (individual or organisational) over and above the call of normal practice.  In a business, I believe it is right that if the organisation has a great year with great profits that everyone should share some of that financial success with a bonus payment.  Why should the shareholders get all of the rewards?  In the public sector this is harder to establish.  I suppose efficiency gains could be used but that appears a dangerous path - cutting costs is easy, but sustaining a service at the same time is harder.

My other concern drives from whether a bonus is truly motivational.  I suspect it rarely is.  In general people in the private sector have greater job insecurity and so higher risk which leads to some idea that a bonus in the good times makes sense but I believe it rately motivates them on a day-to-day basis.  In the public sector, those risks are reduced and a general bonus for all is less appropriate - if there is money around put it in the basic pay and then use management methods to ensure effective performance.

I have steered clear in the above analysis of individual's bonuses.  Performance appraisals often look to determine who should get what bonus but my experience is that organisational influences drive the majority stake in performance review bonuses anyway.

Brendan

Motivating employees - HSBC article

Friday, May 29, 2009 by Brendan Walsh
I was reading an article by HSBC on motivating employees.  The article is geared to small business owners and I would support much of the content.  But, right at the beginning is a simple statement

"Motivation is based on giving people an appropriate combination of rewards. "
 
I find this superficially attractive but dangerously simplistic.  It would be too easy to imply that employees are self-centered individuals who are in it for their own benefit.  Now, if you ignore rewards and get the benefits package wrong then you will have a problem.  But, my overwhelming experience is that pay really is a hygiene factor.  Get it wrong and you de-motivate but once you have it right then you can't continue to use it to motivate.  Rather people want to do a good, interesting, valuable job that is appreciated by customers, their peers, and management alike.  

As I say, the rest of the article builds a much more rounded compelling argument but I found this high level sentence to be a dangerous trap.

We often find organisations using our performance appraisal software - and even our 360 degree feedback solutions - as a method of linking pay to performance.  We always support clients in those initiatives.  We always caution that it forms one small part of the benefits of 360 and appraisal and needs to be part of a wider initiative if the aim is to improve organisational performance.

Brendan
 

What do you want to talk about at your performance review meeting

Saturday, May 9, 2009 by Brendan Walsh
I'm putting together a white paper on performance appraisals.  Together with researching it is a great opportunity to stop for a moment and think through the performance appraisal process.

Just to keep myself fresh as I approach the topic I've looked at thinking it through from the appraisee's perspective.  And drawing on my time in corporate life and experience with a variety of clients looked at what does the appraisee want to discuss.  I've come to the following conclusions on what I wanted and what I have observed others to want.

(Please note, I am currently thinking more broadly than some 1 hour annual appraisal)
  • How am I doing?  I was always very self-motivated but I did want to know my managers' and the organisation's view of how I was doing
  • Am I doing the right things?  I probably wouldn't have expressed it that way - but you do sometimes get these moments of doubt at work that you may be barking up the wrong tree
  • What am I going to be doing next?  I hated stagnating - I always wanted to have something different to do and something challenging
  • Is there any relevant training I can access?   Most of us want to learn.
  • How are things going more broadly?  I always found the appraisal time a useful moment to check out how my manager was getting on, whether there were any changes afoot.
When I was in HSBC I also wanted to know my performance grade - but I only wanted to know that because I wanted to know my pay rise.  Frankly I used to dismiss the grade as a poor method of representing a year's work.

When I look at this list I notice that it is easy to fit these appraisee needs into the appraisal process.  And you can even design performance appraisal forms that hint and nudge the appraiser to give this information.

Not a bad perspective to have taken for a while - right, back to the research.

Brendan

Effective Performance Management - A committment on both sides

Monday, February 2, 2009 by John Rice
I recently posted a series of comments on other HR forums which had a common theme regarding what we believed underpinned effective performance management; consequently, it seemed appropriate to post a summary here.

It centered on the ability of an organisation to be able to motivate people to perform - not unsurprisingly, within a sales environment (as one post had realted to), the comments quickly turned to using well thought through commission structures that rewarded 'good' performance.

'Good' performance was seen as being that which resulted in sales and appropriate behaviour that was aligned with the company strategy long-term, rather than sales at any cost.

There is no doubt that reward plays a key factor within motivation of individuals, but as most commentators now conclude, it is but one element.

We suggested a methodical approach to performance management and performance review which tackled performance inhibiting factors from a simpler base level.

We believe that there are a series of 'Enablers' which an organisation must have in place that enable employees to perform to the best of their ability; these would include:

Clarity of job role, responsibilities and expectations - WHAT?
Knowledge and Skills to fufil their job role- HOW?
Clarity of how their job role fits into the 'bigger picture' - WHY?

It is suprising how often we see these 3 factors alone being responsible for underperformance - a lack of clarity and training can leave employees underperforming, despite being well rewarded and keen to do well.

Beyond these, we have a series of key questions that should be asked to determine if other 'Enablers' are in place - such as career development opportunities, line manager feedback, etc.

It is only when many other factors are exhausted, can motivation be truly looked at as something which is down to a level of 'engagement' on the part of the employee, and even then, the dreaded 'He has a poor attitude' factor appears way down the list of contributing factors!

Such questions can be extended beyond just performance reviews, to provide a powerful 'Performance Engagement Survey', which we design for clients to offer a 360 degree appraisal of their whole companys performance capability.

Performance Management...Performance Appraisal every day?

Tuesday, January 20, 2009 by John Rice

Performance Appraisal every day sounds slightly 'nightmarish' in concept to most people, but let's consider it in the context of effective Performance Management.

An appraisal is simply a method of assessing performance; typically this is an annual affair, sometimes with an interim review at the 6 month mark.

Traditionally, it encompasses a review of objectives and progress towards their accomplishment, any obstacles that may be inhibiting performance, learning & development needs in support of meeting goals and career progression, a future look at any new goals, and a final comments section.

Reviewing these elements every day may not be practical, but a review once a week perhaps? Once a fortnight? Once a month? Once a quarter?

I suspect, as with many people I have spoken with, there is an underlying feeling that whilst once a week or fortnight might be deemed excessive or impractical, but that as you consider once a month or quarter, one starts to muse "Hmmm, maybe once a month/quarter would be sensible....perhaps once a year is pretty ineffective..".

No great scientific study to say what is the optimum number of appraisals one should have over the course of the year, just a common sense instinct that tells most of us to say to our team members......"We really should meet more often, you know?".

More of our clients are adhering to this approach of more regular appraisal meetings supported with a simple online form to capture the conversation....as Tesco would say "Every little helps".




New Year Resolutions and 360 Degree Feedback

Tuesday, January 13, 2009 by John Rice

When one reflects on the previous year and then comes to make some new resolutions for the coming one, it is a rare person who notices that the same items sometimes crop up on their list, year after year.

Each resolution is usually a desired change in behaviour, as one might wish to commit to after receiving some 360 degree feedback - but changes in behaviour, habit, attitude, etc can take time, not always (and there are methods in making 'step change' in terms of performance/behaviour), but generally it is a commitment to adopt a new habit.


What makes for a succesful change? First, a realisation that the change is required, be that through your own thoughts on the matter or though the feedback of others (or both).

Secondly, there needs to be a real motivation to make the change; considering 'What's in it for me?' is important.

Thirdly, you need to then set in place a series of milestones, goals, tangible measures that keep you on track, with consideration of the resources and support you will need.


This list is not exhaustive, but a start when considering how to support people trying to 'change' their performance at work after receiving their appraisal or 360 feedback.

Help them realise, help them connect to their own reasons for change and, as an organisation, support them as much as you can.

 

Giving feedback the appreciative inquiry way

Monday, January 12, 2009 by Brendan Walsh

I met with two people on Friday (their organisation websites are here http://practicaleq.com/ and http://www.actualisebp.co.uk) and they were discussing work they had been doing around Appreciative Inquiry.  The essence of the approach is to help organisations build from what they do well rather than focusing on what is going wrong.

In organisational change I can really see this approach working - any time I have consulted with organisations or worked with a team - most people feel under threat / defensive of the current way of working.   To actually start with what is going well would be fantastic and build from it would be a wonderful way of building trust.  I've written previously on the benefits of describing what is going well rather than pointing out failing as a method of coaching.

When appraising someone - and in particular when debriefing 360 degree appraisals we always recommend starting by drawing out the strengths.   Most people find this very hard when talking about themselves and immediately add "but" to most positive sentences.  Appreciative Inquiry strikes me as an interesting model to follow for appraising / debriefing and clearly fits well with a coaching model of the world.

I've added this to my list of things to read up on and I'll write up any areas that I feel this field can contribute to 360 feeedback and performance appraisal.

 

Brendan

 

Performance Appraisal of GPs...there is a right way and a very wrong way

Friday, January 9, 2009 by John Rice

I read a very interesting article in the Guardian at the weekend which highlighted a plan announced by the health minister, Ben Bradshaw, to allow patients to rate their GP on an NHS website.

This would allow them to post comments on anything from their 'perceived competence to bedside manner'.

The article outlines the dangers of such an approach, whereby any anonymous person, with invariably little knowledge of good medical practice, could take exception to their treatment.

There is already an established method of appraisal and revalidation of GPs, as part of a mandatory process which ensures they are subject to the scrutiny of peers, supervisors, junior staff and patients where appropriate.

This is based upon a recognised and agreed framework of competencies, with due diligence given to performing a managed 360 degree feedback process, complete with a debrief with the GP/Consultant.

Not suprisingly, we feel this is the best method in which to approach appraisals; carefully implemented and managed with all consideration given to the recipient of the feedback.

Better this way, than a 'open season' on GPs, where any feedback can be posted and given weight - these are real peoples jobs, not game show contestants.

John

 

 

Constant feedback does improve performance....just ask a new father!

Monday, January 5, 2009 by John Rice
A brief post and slightly personal one which finds me musing on my first day back after an eventful Xmas break about what I might blog this week.

I became a father for the first time over the holidays and the last two weeks have been something of a blur to say the least (I am sure all the 'Dads' out there will be nodding and chuckling to themselves at this point!).

With the sound of baby crys and whimpers ringing in my ears as I headed back to the office, I considered how much 'feedback' I had been given by our new baby during these early days!

Nappy/Diaper changing, rocking, comforting, feeding; thoughout all of these activities, if I wasn't doing it right...I soon knew about it! A baby cries at exactly the right pitch to make you want to do something different to make it stop crying...and fast!

I became very, very fast at changing him....I changed the position, speed and method of rocking time after time, I quickly recognised when he needed feeding or comforting...or both!

This constant performance appraisal helped me to change behaviour, improve my technique, strive to be 'better' at what I was doing..

It has also given me a healthy respect and admiration to those parents who have more than one child....I can only begin to imagine what it would be like to have 360 degree feedback from 2 or 3 bundles of joy!

John

360 degree appraisal : designing the report

Monday, September 1, 2008 by Brendan Walsh
Continuing along our suggested approach to a 360 degree appraisal project I turn my attention to design.  Design covers many areas, and today I wanted to consider the report design.  I have deliberately started at the end of the exercise as I believe that thinking about the report - having already thought about the strategic intention of the 360 degree feedback - allows you to 'begin with the end in mind'.

When designing the report, Bowland Solutions have the following biases (we like to call them principles!) in mind.  First, we believe that 360 degree appraisal is a method of consolidating feedback rather than averaging it.  Second, we believe that narrative offers the richest information - the rating scales simply tell you where to look.

With these principles in mind, we use the following checklist as a guide that influences us in designing the reports.

  • What is the purpose of the feedback.  In particular we are heavily influenced if the 360 is linked to an annual performance appraisal.
  • Who will receive the report : the recipient, their manager, HR ?
  • What experience has there been of 360s within the organisation?
  • What is the culture of the organisation?
  • What icons, symbols, other literature exists within the organisation that should influence the design of the report
With this framework we are able to build a highly tailored report.  We do of course use building blocks that have worked in the past and which we consider to be best practice, but a report that works for the company and the recipient is what we are looking to achieve.

We have found that in many cases there is a template for the structure of the report.  We often follow this structure

  • Summary table of where feedback came from
  • Overall, by competency, tabular summary of feedback (not averages)
  • For each competency, a tabular summary of feedback
  • Within each competency, graphical representation of feedback for each behaviour with a summary of the narrative comments received
We use various graphical reports to meet specific client requirements but this structure holds fairly well and supports a organised, clear debrief.


Brendan





Competency assessment within the annual performance review

Tuesday, July 22, 2008 by Brendan Walsh
I have referred previously to a number of Bowland Solutions' clients starting to introduce  competency assessments as part of their performance appraisal form. To support this trend we are currently looking to integrate a 360 degree view within our performance review software.

That allows the individual - or their manager - to gain a wider view of performance as part of the employee performance review.

I would be cautious though in describing this as a true 360 degree appraisal as its purpose is much narrower than that sort of feedback can deliver.  It does though offer a useful method of improving the effectiveness of the review.

Brendan

1000 appraisals in under 48 hours

Wednesday, January 9, 2008 by Brendan Walsh
I don't normally concentrate on process.  I believe that that should be the simple part - the key element is ensuring that a 360 degree appraisal or performance review is going to work for the recipient.

But sometimes our clients impress me enough to comment on the process.  We have just started JCB's annual 360 degree appraisal process.  They have over 1,000 people go through a 360.  As they have 7 people giving feedback, this requires over 7,000 appraisals to be completed.  In fact it normally gets near to 9,000.

Yesterday, we sent out 1,500 email invitations to people to say "please give  feedback on the following list of people".  We are used to working with a large scale but that is still a big moment for us.

Within 48 hours (actually just over a day) we have 1,000 appraisals completed.  I've touched on the best methods of handling this scale previously - today, I just want to express some admiration for a company that takes 360s so seriously and is able -ok, with some of our help - to pull it off each year.  Last year a 95% completion rate was achieved in just over a month.  I'll keep you update.

Brendan